SEC Form 4 · accession 0000927089-18-000243
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Viater
Officer — Senior Vice President · Director
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2018 | S | 200 | $37.5299 | D | 176,970 | D | |
| Common Stock | May 21, 2018 | S | 200 | $37.50 | D | 176,770 | D | |
| Common Stock | May 21, 2018 | S | 101 | $37.60 | D | 176,669 | D | |
| Common Stock | May 21, 2018 | S | 200 | $37.61 | D | 176,469 | D | |
| Common Stock | May 21, 2018 | S | 857 | $37.65 | D | 175,612 | D | |
| Common Stock | May 21, 2018 | S | 350 | $37.725 | D | 175,262 | D | |
| Common Stock | May 21, 2018 | S | 100 | $37.75 | D | 175,162 | D | |
| Common Stock | May 21, 2018 | S | 200 | $37.775 | D | 174,962 | D | |
| Common Stock | May 21, 2018 | S | 16 | $38.05 | D | 174,946 | D | |
| Common Stock | May 21, 2018 | S | 1 | $38.225 | D | 174,945 | D | |
| Common Stock | holding | — | — | — | 16,033 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 25,127 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $7.05 | holding | — | — | — | — | Dec 21, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1These stock options were awarded under the Issuer's 2008 Stock Option and Incentive Plan. All stock options are fully vested and exercisble.