SEC Form 4/A · accession 0000927089-18-000124
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles J Viater
Officer — Senior Vice President · Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 2:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2018 | S | 146 | $37.00 | D | 181,291 | D | |
| Common StockF3 | Mar 14, 2018 | S | 12 | $37.00 | D | 181,279 | D | |
| Common Stock | holding | — | — | — | 16,033 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 25,127 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $7.05 | holding | — | — | — | — | Dec 21, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1These stock options were awarded under the Issuer's 2008 Stock Option and Incentive Plan. All stock options are fully vested and exercisble.
- F2Reflects ESOP contributions that have occurred since the date of the reporting person's last ownership report.
- F3This amendment is being filed to correct the transaction date that was originally listed as March 13, 2018 instead of March 14, 2018.