SEC Form 4 · accession 0000927089-18-000111
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Barkley
Director
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2018 | A | 208,650 | — | A | 208,650 | D | |
| Common StockF1 | Feb 28, 2018 | A | 128,700 | — | A | 128,700 | I | By Eleanor T. Barkley, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for shares of Universal Bancorp common stock in connection with the merger of Universal Bancorp into MutualFirst Financial. Under the terms of the merger agreement, at the effective time of the merger, each share of Universal Bancorp common stock outstanding immediately prior to the effective time was exchanged for $250.00 in cash plus 15.6 shares of MutualFirst common stock.