SEC Form 4 · accession 0000927089-17-000404
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Viater
Officer — Senior Vice President · Director
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 12:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2017 | S | 500 | $39.45 | D | 187,822 | D | |
| Common Stock | Nov 2, 2017 | S | 544 | $39.55 | D | 187,278 | D | |
| Common Stock | Nov 2, 2017 | S | 200 | $39.60 | D | 187,078 | D | |
| Common Stock | Nov 3, 2017 | S | 2 | $39.55 | D | 187,076 | D | |
| Common Stock | Nov 3, 2017 | S | 500 | $39.60 | D | 186,576 | D | |
| Common Stock | Nov 3, 2017 | S | 100 | $39.70 | D | 186,476 | D | |
| Common Stock | holding | — | — | — | 16,033 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 24,931 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $7.05 | holding | — | — | — | — | Dec 21, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1These stock options were awarded under the Issuer's 2008 Stock Option and Incentive Plan. All stock options are fully vested and exercisble.