SEC Form 4/A · accession 0000927089-16-000669
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James David Rosema
Director
Period of report
Nov 5, 2015
Accepted (ET)
Jan 20, 2016 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 5,000 | $11.37 | A | 52,500 | D | |
| Common StockF2 | Nov 5, 2015 | S | 1,000 | $23.015 | D | 51,500 | D | |
| Common StockF2 | Nov 5, 2015 | S | 1,000 | $23.05 | D | 50,500 | D | |
| Common StockF2 | Nov 5, 2015 | S | 1,000 | $23.10 | D | 49,500 | D | |
| Common StockF2 | Nov 5, 2015 | S | 2,000 | $23.01 | D | 47,500 | D | |
| Common Stock | holding | — | — | — | 7,500 | I | Held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to PurchaseF1 | $11.37 | Nov 5, 2015 | M | 5,000 | D | — | Dec 19, 2027 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and were immediately exercisable.
- F2This amendment is being filed to show the 5,000 shares exercised on 11/05/2015 were sold at the time of exercise.