SEC Form 4/A · accession 0000927089-16-000655
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William V Hughes
Director
Period of report
Jun 15, 2015
Accepted (ET)
Jan 15, 2016 · 12:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jun 15, 2015 | M | 1,964 | $14.50 | A | 26,964 | D | |
| Common StockF3 | Jun 15, 2015 | S | 335 | $21.60 | D | 26,629 | D | |
| Common StockF3 | Jun 15, 2015 | S | 1,628 | $21.50 | D | 25,001 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 500 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $14.50 | Jun 15, 2015 | M | 1,964 | D | — | Jan 16, 2016 | Common Stock | 1,964 | 0 | D |
| Stock Option (Right to Purchase)F2 | $11.37 | holding | — | — | — | Dec 19, 2012 | Dec 19, 2027 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1These options vested in five equal annual installments beginning January 12, 2001, the date of grant.
- F2These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and were immediately exercisable.
- F3This Amendment is being filed to correct mathematical errors in the Box 5 information of the beneficial ownership reported after the transaction.