SEC Form 4 · accession 0000927089-15-000609
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Cook
Officer — Sr. VP, Treasurer, & CFO
Period of report
Dec 2, 2015
Accepted (ET)
Dec 3, 2015 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2015 | M | 2,000 | $22.00 | A | 25,250 | D | |
| Common StockF1 | holding | — | — | — | 4,862 | I | held by ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F2 | $22.00 | Dec 2, 2015 | M | 2,000 | D | — | Dec 21, 2015 | Common Stock | 2,000 | 0 | D |
| Stock Option (Right to Purchase)F3 | $6.93 | holding | — | — | — | — | Dec 21, 2021 | Common Stock | 11,538 | 11,538 | D |
| Stock Option (Right to Purchase)F3 | $7.05 | holding | — | — | — | — | Dec 21, 2026 | Common Stock | 21,462 | 21,462 | D |
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the reporting person's last ownership report.
- F2These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and were immediately exercisable.
- F3These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and became exercisable on 12-21-2012.