SEC Form 4 · accession 0000927089-15-000546
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Lashley
Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 6, 2015 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | P | 18,750 | $23.25 | A | 137,413 | I | By Goodbody/PL Capital, LP |
| Common StockF2 | holding | — | — | — | 2,000 | I | IRA- R. Lashley | |
| Common StockF3 | holding | — | — | — | 347,651 | I | By Financial Edge Fund, LP | |
| Common StockF4 | holding | — | — | — | 152,723 | I | By Financial Edge Strategic Fund, LP | |
| Common StockF5 | holding | — | — | — | 66,186 | I | By PL Capital/Focused Fund, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Goodbody/PL Capital, LP is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, LP. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F2The shares reported were previously incorrectly reported on Form 3 as owned directly. There was no change in ownership. This is a correction in the Ownership Form from direct to indirect by IRA on behalf of Mr. Lashley.
- F3Financial Edge Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, LP. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F4Financial Edge-Strategic Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, LP. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
- F5PL Capital/Focused Fund, LP is a Delaware limited partnership. PL Capital, LLP is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, LP. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.