SEC Form 4 · accession 0000927089-15-000314
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William V Hughes
Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 8, 2015 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2015 | M | 3,889 | $14.50 | A | 28,889 | D | |
| Common Stock | Jun 5, 2015 | S | 100 | $21.82 | D | 28,789 | D | |
| Common Stock | Jun 5, 2015 | S | 148 | $21.80 | D | 28,641 | D | |
| Common Stock | Jun 5, 2015 | S | 100 | $21.65 | D | 29 | D | |
| Common Stock | Jun 5, 2015 | S | 73 | $21.69 | D | 28,468 | D | |
| Common Stock | Jun 5, 2015 | S | 200 | $21.60 | D | 28,268 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 500 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $14.50 | Jun 5, 2015 | M | 3,889 | A | — | Jan 16, 2016 | Common Stock | 3,889 | 0 | D |
| Stock Option (Right to Purchase)F2 | $11.37 | holding | — | — | — | Dec 19, 2012 | Dec 19, 2027 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1These options vested in five equal annual installments beginning January 12, 2001, the date of grant.
- F2These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and were immediately exercisable.