SEC Form 4 · accession 0000927089-15-000271
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Viater
Officer — Senior Vice President · Director
Period of report
May 12, 2015
Accepted (ET)
May 13, 2015 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2015 | M | 15,470 | $9.85 | A | 177,662 | D | |
| Common Stock | holding | — | — | — | 16,033 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 24,976 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $9.85 | May 12, 2015 | M | 15,470 | D | — | Sep 30, 2015 | Common Stock | 15,470 | 0 | D |
| Stock OptionF1 | $6.93 | holding | — | — | — | — | Dec 21, 2021 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF2 | $7.05 | holding | — | — | — | — | Dec 21, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1These stock options were awarded under the Issuer's 2008 Stock Option and Incentive Plan. All stock options are fully vested and exercisble.
- F2These stock options were awarded under the Issuer's 2000 Stock Option and Incentive Plan. All stock options are fully vested and exercisble.
- F3These stock options were immediately exercisable when received on 7/18/2008 for options to purchase shares of MFB Corp. common stock under the Agreement and Plan of Merger between the Issuer and MFB Corp.