SEC Form 4 · accession 0000927089-15-000176
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher L. Caldwell
Officer — Senior Vice President
Period of report
Feb 25, 2015
Accepted (ET)
Feb 25, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 1,400 | $9.45 | A | 5,129 | D | |
| Common Stock | Feb 25, 2015 | M | 3,000 | $11.37 | A | 8,129 | D | |
| Common StockF1 | holding | — | — | — | 2,077 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to PurchaseF2 | $11.37 | Feb 25, 2015 | M | 3,000 | D | Dec 19, 2012 | Dec 19, 2022 | Common Stock | 3,000 | 7,000 | D |
| Stock Option (Right to PurchaseF2 | $9.45 | Feb 25, 2015 | M | 1,400 | D | Jan 4, 2011 | Jan 4, 2021 | Common Stock | 1,400 | 0 | D |
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the reporting person's last ownership report.
- F2These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and were immediately exercisable.