SEC Form 4 · accession 0000927089-15-000127
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Cook
Officer — SVP, Treasurer and CFO
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | M | 8,000 | $5.98 | A | 11,250 | D | |
| Common Stock | Feb 11, 2015 | M | 12,000 | $6.93 | A | 23,250 | D | |
| Common StockF1 | holding | — | — | — | 4,820 | I | Held by ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F2 | $5.98 | Feb 11, 2015 | M | 8,000 | D | — | Dec 21, 2015 | Common Stock | 8,000 | 0 | D |
| Stock Option (Right to Purchase)F3 | $6.93 | Feb 11, 2015 | M | 12,000 | D | — | Dec 21, 2021 | Common Stock | 23,538 | 11,538 | D |
| Stock Option (Right to Purchase)F3 | $7.05 | holding | — | — | — | — | Dec 21, 2026 | Common Stock | 21,462 | 21,462 | D |
| Stock Option (Right to Purchae)F4 | $22.00 | holding | — | — | — | — | Dec 21, 2015 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the reporting person's last ownership report.
- F2These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and were immediately exercisable.
- F3These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and became exercisable on 12/21/2012.
- F4These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and were immediately exercisable.