SEC Form 4 · accession 0000927089-15-000072
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Wayne Heeter
Officer — President and CEO · Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 4, 2015 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | M | 20,000 | $6.93 | A | 43,430 | D | |
| Common StockF1 | holding | — | — | — | 13,365 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F2 | $6.93 | Feb 4, 2015 | M | 20,000 | D | — | Dec 21, 2021 | Common Stock | 20,000 | 0 | D |
| Stock Option (Right to Purchase)F2 | $7.05 | holding | — | — | — | — | Dec 21, 2026 | Common Stock | 40,000 | 40,000 | D |
| Stock Option (Right to Purchase)F3 | $25.66 | holding | — | — | — | — | Dec 17, 2013 | Common Stock | 19,485 | 19,485 | D |
| Stock Option (Right to Purchase)F3 | $25.66 | holding | — | — | — | — | Dec 17, 2018 | Common Stock | 25,515 | 25,515 | D |
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- F2These stock options were received under the Issuer's 2008 Stock Option and Incentive Plan and became fully exercisable on 12/21/2012.
- F3These stock options became fully exercisable on 12/31/2005.