SEC Form 4 · accession 0000927089-15-000043
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward C Levy
Director
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2015 | M | 6,450 | $9.85 | A | 26,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $9.85 | Jan 22, 2015 | M | 6,450 | D | — | Sep 30, 2015 | Common Stock | 6,450 | 0 | D |
| Stock Option (Right to Purchase)F2 | $11.37 | holding | — | — | — | — | Dec 19, 2017 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1These stock options were immediately exercisable when received on 7/18/2008 for options to purchase shares of MFB Corp. common stock under the Agreement and Plan of Merger between the Issuer and MFB Corp.
- F2These options were issued under the Issuer's 2008 Stock Option and Incentive Plan and were immediately exercisable.