SEC Form 4 · accession 0001094739-19-000002
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E. Hurlston
Officer — CEO · Director
Period of report
Jan 11, 2019
Accepted (ET)
Jan 25, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 11, 2019 | F | 12,003 | $21.70 | D | 123,152 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 11, 2019, the Reporting Person vested in 33,693 restricted stock units ("RSUs") and as a result acquired 33,693 shares of common stock of the Issuer pursuant to the Reporting Person's January 11, 2018 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
- F2Includes 384 shares received as an Issuer match under the Issuer's 401K Plan on December 28, 2018 and not required to be reported.