SEC Form 4 · accession 0001094739-17-000144
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Sheridan Eng
Officer — EVP Datacom Engineering
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 15, 2017 | F | 1,543 | $22.05 | D | 70,616 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 15, 2017, the Reporting Person vested in 2,956 restricted stock units ("RSUs") and as a result acquired 2,956 shares of common stock of the Issuer pursuant to the Reporting Person's December 15, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
- F2Includes 53 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2017 and such purchase was not required to be reported pursuant to Section 16(a).