SEC Form 4 · accession 0001094739-17-000126
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Ferguson
Director
Period of report
Sep 12, 2017
Accepted (ET)
Sep 14, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 12, 2017 | A | 9,182 | $0.00 | A | 46,760 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on September 1, 2018.
- F2The number of shares reflected in this report as beneficially owned by the reporting person corrects an administrative error in the issuer's records. Corresponding adjustments apply to the number of the issuer's shares shown as beneficially owned by the reporting person in the reports previously filed by the reporting person.