SEC Form 4 · accession 0001094739-17-000108
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Swanson
Officer — EVP Sales / Marketing / R&D
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2017 | M | 1,264 | $8.29 | A | 217,005 | D | |
| Common Stock | Aug 15, 2017 | S | 6,202 | $24.34 | D | 210,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.29 | Aug 15, 2017 | M | 1,264 | D | Dec 8, 2011 | Dec 8, 2019 | Common Stock | 1,264 | 31,086 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on June 21, 2016.