SEC Form 4 · accession 0001094739-17-000029
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Ferguson
Director
Period of report
Mar 22, 2017
Accepted (ET)
Mar 23, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 22, 2017 | M | 2,500 | $7.28 | A | 39,828 | D | |
| Common Stock | Mar 22, 2017 | S | 5,500 | $27.03 | D | 34,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.28 | Mar 22, 2017 | M | 2,500 | D | Sep 15, 2012 | Sep 15, 2019 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 24, 2016.