SEC Form 4 · accession 0001094739-16-000293
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Ferguson
Director
Period of report
Dec 22, 2016
Accepted (ET)
Dec 23, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2016 | M | 3,750 | $7.28 | A | 43,037 | D | |
| Common Stock | Dec 22, 2016 | S | 5,709 | $31.66 | D | 37,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.28 | Dec 22, 2016 | M | 3,750 | D | Sep 15, 2010 | Sep 15, 2019 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 24, 2016.