SEC Form 4 · accession 0001094739-16-000289
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Stephens
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | M | 1,302 | $3.36 | A | 54,317 | D | |
| Common Stock | Dec 15, 2016 | M | 1,167 | $7.28 | A | 55,484 | D | |
| Common Stock | Dec 15, 2016 | S | 5,484 | $31.24 | D | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.36 | Dec 15, 2016 | M | 1,302 | D | Dec 12, 2008 | Dec 12, 2018 | Common Stock | 1,302 | 0 | D |
| Stock Option (Right to Buy) | $7.28 | Dec 15, 2016 | M | 1,167 | D | Sep 15, 2010 | Sep 15, 2019 | Common Stock | 1,167 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on October 6, 2016.