SEC Form 4 · accession 0001094739-16-000285
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Brown
Officer — EVP & Chief Counsel
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 10,175 | $26.64 | A | 105,112 | D | |
| Common Stock | Dec 9, 2016 | S | 10,175 | $36.19 | D | 94,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $26.64 | Dec 9, 2016 | M | 10,175 | D | Sep 2, 2009 | Sep 2, 2018 | Common Stock | 10,175 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 8, 2016.