SEC Form 4 · accession 0001094739-16-000276
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Colyar
Officer — GM & SVP Engineering
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 4,622 | $26.64 | A | 45,888 | D | |
| Common Stock | Nov 14, 2016 | S | 4,622 | $32.00 | D | 41,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $26.64 | Nov 14, 2016 | M | 4,622 | D | Sep 2, 2008 | Sep 2, 2018 | Common Stock | 4,622 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on April 7, 2016.