SEC Form 4/A · accession 0001094739-16-000263
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Julie Sheridan Eng
Officer — EVP Datacom Engineering
Period of report
Sep 27, 2016
Accepted (ET)
Sep 30, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 27, 2016 | M | 1,500 | $21.68 | A | 75,540 | D | |
| Common Stock | Sep 27, 2016 | S | 1,500 | $30.00 | D | 74,040 | D | |
| Common Stock | Sep 27, 2016 | I | 1,740 | $30.07 | D | 72,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $21.68 | Sep 27, 2016 | M | 1,500 | D | Sep 7, 2012 | Sep 7, 2017 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2016.
- F2Disposition of shares held in the Finisar Corporation 401(k) plan. Amendment being filed solely to correct the transaction code used.