SEC Form 4 · accession 0001094739-16-000198
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Colyar
Officer — GM & SVP Engineering
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2016 | M | 937 | $8.29 | A | 95,633 | D | |
| Common Stock | Aug 19, 2016 | S | 4,695 | $20.75 | D | 90,938 | D | |
| Common Stock | Aug 22, 2016 | S | 34,530 | $20.75 | D | 56,408 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.29 | Aug 19, 2016 | M | 937 | D | Dec 8, 2010 | Dec 8, 2019 | Common Stock | 937 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on April 7, 2016.