SEC Form 4 · accession 0001094739-16-000188
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Brown
Officer — EVP & Chief Counsel
Period of report
Jul 21, 2016
Accepted (ET)
Jul 21, 2016 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2016 | M | 14,584 | $17.92 | A | 151,578 | D | |
| Common Stock | Jul 21, 2016 | S | 14,584 | $19.10 | D | 136,994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $17.92 | Jul 21, 2016 | M | 14,584 | D | Sep 2, 2009 | Aug 27, 2016 | Common Stock | 14,584 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 8, 2016.