SEC Form 4 · accession 0001094739-16-000121
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Young
Officer — EVP Global Operations
Period of report
Mar 22, 2016
Accepted (ET)
Mar 24, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 22, 2016 | S | 17,697 | $18.6677 | D | 195,346 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $18.90 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3Includes 533 shares received as an Issuer match under the Issuer's 401K Plan on December 24, 2015 and not required to be reported, and also includes 428 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2015 and such purchase was not required to be reported pursuant to Section 16(a).