SEC Form 4 · accession 0001094739-16-000117
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Colyar
Officer — GM & SVP Engineering
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2016 | M | 10,846 | $8.29 | A | 146,377 | D | |
| Common Stock | Mar 21, 2016 | S | 58,750 | $18.00 | D | 87,627 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.29 | Mar 21, 2016 | M | 10,846 | D | Dec 8, 2010 | Dec 8, 2019 | Common Stock | 10,846 | 937 | D |
Explanation of responses
- F1Includes 533 shares received as an Issuer match under the Issuer's 401K Plan on December 24, 2015 and not required to be reported, and also includes 733 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2015 and such purchase was not required to be reported pursuant to Section 16(a).
- F2Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on October 9, 2015.