SEC Form 4 · accession 0001094739-15-000100
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Ferguson
Director
Period of report
Dec 22, 2015
Accepted (ET)
Dec 28, 2015 · 8:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2015 | M | 1,250 | $10.08 | A | 38,766 | D | |
| Common StockF1 | Dec 22, 2015 | S | 2,750 | $14.77 | D | 36,016 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.08 | Dec 22, 2015 | M | 1,250 | D | Sep 11, 2009 | Sep 10, 2018 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 25, 2014.