SEC Form 4 · accession 0001094739-15-000029
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Brown
Officer — Exec.VP and General Counsel
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 18, 2015 | F | 2,585 | $22.15 | D | 113,591 | D | |
| Common Stock | Jun 20, 2015 | F | 2,600 | $19.88 | D | 110,991 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 18, 2015, the Reporting Person vested in 8,000 restricted stock units ("RSUs") and as a result acquired 8,000 shares of common stock of the Issuer pursuant to the Reporting Person's June 14, 2012 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
- F2Includes 395 shares received as an Issuer match under the Issuer's 401K Plan on December 26, 2014 and not required to be reported, and also includes 787 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2015 and such purchase was not required to be reported pursuant to Section 16(a).
- F3On June 20, 2015, the Reporting Person vested in 8,000 restricted stock units ("RSUs") and as a result acquired 8,000 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2011 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.