SEC Form 4 · accession 0001094739-15-000010
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Young
Officer — Exec. VP Global Operations
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2015 | M | 5,103 | $3.36 | A | 207,345 | D | |
| Common StockF1 | Mar 20, 2015 | S | 5,103 | $23.25 | D | 202,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.36 | Mar 20, 2015 | M | 5,103 | D | Aug 12, 2009 | Dec 12, 2018 | Common Stock | 5,103 | 25,500 | D |
Explanation of responses
- F1Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on December 31, 2014.