SEC Form 4 · accession 0001094739-15-000006
FINISAR CORP · FNSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Clark
Officer — Exective VP Technology & R&D
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 11, 2015 | F | 1,971 | $22.04 | D | 144,231 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 11, 2015, the Reporting Person vested in 5,000 restricted stock units ("RSUs") and as a result acquired 5,000 shares of common stock of the Issuer pursuant to the Reporting Person's March 11, 2011 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
- F2Includes 464 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2014 and such purchase was not required to be reported pursuant to Section 16(a) and also Includes 395 shares received as an Issuer match under the Issuer's 401K Plan on December 26, 2014 and such match was not required to be reported.