SEC Form 4/A · accession 0001407682-19-000001
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Alan Koch
Other
Period of report
Feb 22, 2018
Accepted (ET)
Jan 16, 2019 · 11:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2018 | D | 141 | $26.00 | D | 59,805 | D | |
| Common StockF1 | Feb 22, 2018 | D | 109 | $26.00 | D | 59,696 | D | |
| Common Stock | Feb 23, 2018 | S | 200 | $27.92 | D | 59,496 | D | |
| Common Stock | Feb 23, 2018 | S | 2,134 | $27.90 | D | 57,362 | D | |
| Common Stock | Feb 23, 2018 | S | 210 | $27.86 | D | 57,152 | D | |
| Common Stock | Feb 23, 2018 | S | 3,425 | $27.85 | D | 53,727 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units grants previously received by the Reporting Person.
Remarks
This filing amends the Form 4 filed on February 26, 2018 to additionally reflect Mr. Koch's disposal of 5,969 shares of Rudolph Technologies, Inc. Common Stock which was inadvertently omitted.