SEC Form 4 · accession 0001407682-18-000049
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven D. Gardner
Other
Period of report
Feb 14, 2018
Accepted (ET)
Feb 15, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2018 | M | 6,000 | $12.22 | A | 33,314 | D | |
| Common Stock | Feb 14, 2018 | S | 6,000 | $25.21 | D | 27,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $12.22 | Feb 14, 2018 | M | 6,000 | D | Dec 12, 2013 | Dec 12, 2022 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F120% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.