SEC Form 4 · accession 0001407682-17-000131
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elvino M da Silveira
Other
Period of report
May 18, 2017
Accepted (ET)
May 22, 2017 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | M | 10,000 | $12.22 | A | 43,065 | D | |
| Common StockF1 | May 18, 2017 | F | 4,977 | $24.55 | D | 38,088 | D | |
| Common StockF1 | May 18, 2017 | F | 1,584 | $24.55 | D | 36,504 | D | |
| Common Stock | May 19, 2017 | S | 3,439 | $24.71 | D | 33,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $12.22 | May 18, 2017 | M | 10,000 | D | Dec 12, 2013 | Dec 12, 2022 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person.
- F220% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.