SEC Form 4 · accession 0001407682-17-000102

RUDOLPH TECHNOLOGIES INC · RTEC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Feb 27, 2017

Accepted (ET)

Mar 1, 2017 · 3:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001094392

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 27, 2017	M	24,000	$12.22	A	51,066	D
Common Stock^F1	Feb 27, 2017	F	13,181	$22.25	D	37,885	D
Common Stock^F1	Feb 27, 2017	F	3,413	$22.25	D	34,472	D
Common Stock	Feb 28, 2017	S	2,715	$21.55	D	31,757	D
Common Stock	Feb 28, 2017	S	595	$21.60	D	31,162	D
Common Stock	Feb 28, 2017	S	100	$21.58	D	31,062	D
Common Stock	Feb 28, 2017	S	90	$21.63	D	30,972	D
Common Stock	Feb 28, 2017	S	200	$21.68	D	30,772	D
Common Stock	Feb 28, 2017	S	1,600	$21.73	D	29,172	D
Common Stock	Feb 28, 2017	S	700	$21.75	D	28,472	D
Common Stock	Feb 28, 2017	S	400	$21.78	D	28,072	D
Common Stock	Feb 28, 2017	S	200	$21.83	D	27,872	D
Common Stock	Feb 28, 2017	S	300	$21.85	D	27,572	D
Common Stock	Feb 28, 2017	S	100	$21.88	D	27,472	D
Common Stock	Feb 28, 2017	S	206	$21.80	D	27,266	D
Common Stock	Feb 28, 2017	S	200	$21.90	D	27,066	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F2	$12.22	Feb 27, 2017	M	24,000	D	Dec 12, 2013	Dec 12, 2022	Common Stock	24,000	6,000	D

F1Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person.
F220% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.