SEC Form 4 · accession 0001407682-16-000175
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F McLaughlin
Director
Period of report
Jan 8, 2016
Accepted (ET)
Jan 11, 2016 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2016 | M | 172,000 | $6.80 | A | 1,116,990 | D | |
| Common StockF1,F2 | Jan 8, 2016 | F | 125,085 | $12.03 | D | 991,905 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $6.80 | Jan 8, 2016 | M | 172,000 | D | Aug 20, 2010 | Aug 20, 2019 | Common Stock | 172,000 | 0 | D |
Explanation of responses
- F1The option exercises and stock withheld reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2015.
- F2Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person.