SEC Form 4 · accession 0001407682-15-000151
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel H Berry
Director
Period of report
Aug 31, 2015
Accepted (ET)
Sep 2, 2015 · 9:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2015 | M | 10,000 | $7.86 | A | 31,500 | D | |
| Common StockF1 | Aug 31, 2015 | F | 6,348 | $12.38 | D | 25,152 | D | |
| Common StockF2 | Aug 31, 2015 | S | 3,652 | $12.67 | D | 21,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.86 | Aug 31, 2015 | M | 10,000 | D | Jul 30, 2010 | Jul 29, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.62 to $12.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.