SEC Form 4/A · accession 0001407682-15-000107
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul F McLaughlin
Officer — Chairman & CEO · Director
Period of report
Jan 28, 2015
Accepted (ET)
Apr 2, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 28, 2015 | A | 150,000 | $0.00 | A | 848,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one (1) share of RTEC Common Stock.
- F2This filing is made solely to amend the footnote of the reporting person's January 30, 2015 Form 4 filing to state "RSU granted pursuant to award agreement under which the award is scheduled to vest March 14, 2016, contingent on the annual performance criteria and subject to earlier vesting per the terms of reporting person's employment agreement."