SEC Form 4 · accession 0001407682-15-000078

RUDOLPH TECHNOLOGIES INC · RTEC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive VP & COO

Period of report

Feb 20, 2015

Accepted (ET)

Feb 24, 2015 · 4:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001094392

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 20, 2015	D	415	$12.30	D	163,471	D
Common Stock^F2	Feb 20, 2015	A	3,282	$0.00	A	166,753	D
Common Stock^F2	Feb 20, 2015	A	6,563	$0.00	A	173,316	D
Common Stock^F1	Feb 22, 2015	D	412	$12.30	D	172,904	D
Common Stock^F1	Feb 22, 2015	D	306	$12.30	D	172,598	D

No Table II lines on this filing.

F1Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units grants previously received by the Reporting Person.
F2On January 31, 2014, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and non-GAAP operating income goals for fiscal year 2014 (the Metrics"). Effective upon the receipt of the Company's 2014 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2014 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award shall vest with respect to twenty percent (20%) of the shares subject to the award (rounded down to the next whole number of shares) on February 20, 2015 and on each of the subsequent four (4) years vesting annually on January 31.