SEC Form 4 · accession 0001407682-15-000004
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Plisinski
Officer — Executive VP & COO
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 15, 2015 | S | 3,000 | $9.87 | D | 148,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan issued on August 26, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.78 to $9.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.