SEC Form 4 · accession 0001257815-18-000015
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elvino M da Silveira
Other
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2018 | M | 10,000 | $12.22 | A | 44,483 | D | |
| Common Stock | May 16, 2018 | S | 1,100 | $32.53 | D | 43,383 | D | |
| Common Stock | May 16, 2018 | S | 300 | $32.35 | D | 43,083 | D | |
| Common Stock | May 16, 2018 | S | 2,400 | $32.50 | D | 40,683 | D | |
| Common Stock | May 16, 2018 | S | 1,100 | $32.48 | D | 39,583 | D | |
| Common Stock | May 16, 2018 | S | 1,919 | $32.45 | D | 37,664 | D | |
| Common Stock | May 16, 2018 | S | 1,400 | $32.43 | D | 36,264 | D | |
| Common Stock | May 16, 2018 | S | 1,181 | $32.40 | D | 35,083 | D | |
| Common Stock | May 16, 2018 | S | 600 | $32.38 | D | 34,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $12.22 | May 16, 2018 | M | 10,000 | D | Dec 12, 2013 | Dec 12, 2022 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The amount of shares indicated in direct beneficial ownership include shares acquired through the Employee Stock Purchase Plan.
- F220% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.