SEC Form 4 · accession 0001094392-17-000022
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Alan Koch
Other
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2017 | M | 18,000 | $6.80 | A | 74,755 | D | |
| Common StockF1 | May 11, 2017 | F | 8,934 | $24.55 | D | 65,821 | D | |
| Common Stock | May 12, 2017 | S | 4,000 | $24.55 | D | 61,821 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $6.80 | May 11, 2017 | M | 18,000 | D | Aug 20, 2010 | Aug 20, 2019 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person.
- F220% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.