SEC Form 5 · accession 0001225208-17-003025
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tench Coxe
Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 1, 2016 | G | 0 | $0.00 | D | 1,283,497 | I | By Ltd Partnership (ROOS) |
| Common StockF2 | Oct 1, 2016 | G | 0 | $0.00 | D | 1,283,497 | I | By Ltd Partnership (ROOS) |
| Common Stock | holding | — | — | — | 88,494 | D | ||
| Common StockF3 | holding | — | — | — | 1,124,042 | I | By Ltd Partnership (SHV) | |
| Common StockF4 | holding | — | — | — | 73,411 | I | By Profit Sharing Plan Trust | |
| Common StockF5 | holding | — | — | — | 412,171 | I | By Trust (Trustees) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents gift of limited partnership interests in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein.
- F2Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F3Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F4Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- F5Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.