SEC Form 4 · accession 0001225208-15-021315
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SUTTER HILL VENTURES
10% Owner
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | J | 319,847 | $0.00 | D | 1,124,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF2,F3,F4 | — | Nov 19, 2015 | J | 96,261 | D | — | — | Common Stock | 96,261 | 639,253 | D |
Explanation of responses
- F1Distribution of shares without consideration to the managing directors of the General Partner of Sutter Hill Ventures, a California Limited Partnership, in accordance with the partnership agreement.
- F2Each share of preferred stock is convertible, at the reporting person's discretion, without consideration into one (1) share of common stock.
- F3Immediate.
- F4None.