SEC Form 4 · accession 0001225208-15-021311

Mattersight Corp · MATR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Nov 19, 2015

Accepted (ET)

Nov 23, 2015 · 5:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001094348

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Nov 19, 2015	J	319,847	$0.00	D	1,124,042	I	By Ltd Partnership (SHV)
Common Stock^F3	Nov 19, 2015	J	17,333	$0.00	A	21,151	I	By Trust (Trustees)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series B Preferred Stock^F2,F4,F5,F6	—	Nov 19, 2015	J	96,261	D	—	—	Common Stock	96,261	639,253	I
Series B Preferred Stock^F3,F4,F5,F6	—	Nov 19, 2015	J	5,217	A	—	—	Common Stock	5,217	5,217	I

F1Distribution of shares without consideration to the managing directors or the General Partner of Sutter Hill Ventures, a California Limited Partnership, in accordance with the partnership agreement.
F2Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
F3Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
F4Each share of preferred stock is convertible, at the reporting person's discretion, without consideration into one (1) share of common stock.
F5Immediate.
F6None.