SEC Form 4 · accession 0001225208-15-020842
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N White
10% Owner
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2015 | S | 1,000,000 | $7.29 | D | 1,443,889 | I | By Ltd Partnership (SHV) |
| Common Stock | holding | — | — | — | 6,000 | D | ||
| Common StockF3 | holding | — | — | — | 10,188 | I | By Profit Sharing Plan Trust | |
| Common StockF4 | holding | — | — | — | 128,543 | I | By Trust (Trustees) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold by Sutter Hill Ventures, a California Limited Partnership ("SHV"). The reporting person is a member of the Management Committee of the General Partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- F2Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- F3Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- F4Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.