SEC Form 4/A · accession 0001225208-15-014352
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tench Coxe
Director · 10% Owner
Period of report
Sep 11, 2014
Accepted (ET)
Jun 29, 2015 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 11, 2014 | A | 10,000 | $0.00 | A | 67,294 | D | |
| Common StockF3 | holding | — | — | — | 346,696 | I | By Trust (Trustees) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of time-vesting restricted stock pursuant to Mattersight Corporation 1999 Stock Incentive Plan. The Award will vest over a one-year period from the date of grant in four equal quarterly installments beginning on November 30, 2014 and ending on August 31, 2015. The Award was approved by the Compensation Committee of the Board of Directors of the issuer for purposes of 16b-3.
- F2The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- F3Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
Remarks
This amended Form 4 is filed to report the grant of shares to the Reporting Person, as described in footnote (1), as the issuance of "common stock," rather than as the issue of "restricted stock" (as reported in the original Form 4). This filing is deemed to amend all Form 4s filed by the Reporting Person subsequent to the original Form 4.