SEC Form 5 · accession 0001225208-15-003250
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Gaither
10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 9, 2015 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 1, 2014 | J | 0 | $0.00 | D | 2,533 | I | By Ltd Partnership (TAL) |
| Common Stock | holding | — | — | — | 1,671 | D | ||
| Common StockF3 | holding | — | — | — | 2,443,889 | I | By Ltd Partnership (SHV) | |
| Common StockF4 | holding | — | — | — | 42,239 | I | By Trust (Trustee) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of family limited partnership interest to other family limited partners.
- F2Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F3Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F4Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.