SEC Form 4 · accession 0001209191-17-038856
Mattersight Corp · MATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Feinberg
Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 7, 2017 | P | 50,000 | $2.4755 | A | 198,177 | I | Henry J. Feinberg Trust dated 03/28/97 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase price on the transaction date was reported using the average weighted purchase price. The price for all purchases on the transaction date ranged from $2.43 to $2.50. The reporting person undertakes to provide to Mattersight Corporation, any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F2Henry J. Feinberg ("Feinberg") is the sole trustee of the Henry J. Feinberg Trust dated 03/28/97. Feinberg disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.